PROC-C-S06-VERIFY · Take on · level 2 · gate · scope: engagement
Uniform effort on a non-uniform risk. The target state's automated standard path is what makes enhanced diligence affordable on the clients that need it. Work often starts before this completes.
Boundary
Trigger (in)
A new client file.
Output (out)
Due diligence evidence, eventually.
Requires
none
Produces
none
Floor: can this run itself
Position
person
Manual because
regulation
Basis
Performed manually for every client regardless of risk, because there is no risk rating to drive depth from.